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KL

Katheryn M. Lindquist

LINDENWOOD FINANCIAL
MADISON, WI 53703
Some features on this profile are disabled
CRD#: 7271893
KL

Professional summary

Katheryn Marie Lindquist, who also goes by Katie Marie Lindquist, Katie Lindquist, is a registered financial advisor currently at LINDENWOOD FINANCIAL LLC located in Madison, Wisconsin.

Katheryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Katheryn has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Marie Lindquist | Katie Lindquist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katheryn Marie Lindquist's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2023 - Present

LINDENWOOD FINANCIAL LLC

Office #1: 622 West Washington Avenue Suite 100, Madison, WI 53703
RIA
CRD#: 327390
MADISON, WI
Past

May 11, 2021 - May 17, 2023

T. ANTON INVESTMENT HOUSE, INC.

RIA
CRD#: 174970
MIDDLETON, WI
Past

January 29, 2021 - February 19, 2021

CENTRAL WEALTH MANAGEMENT LLC

RIA
CRD#: 293172
MADISON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(8/16/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/2021
Uniform Investment Adviser Law Examination

Current Firm

LF
LINDENWOOD FINANCIAL LLC
LINDENWOOD FINANCIAL LLC

CRD#: 327390 / SEC#:

Wisconsin
Registered Investment Advisory firm - (8/16/2023 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
622 West Washington Avenue Suite 100, Madison, WI 53703
Mailing Address
2858 University Ave #136, Madison, WI 53705
Phone number
(608) 218-4646
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts39
AUM (Assets Under Management)$ 4,433,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINDENWOOD FINANCIAL LLC

CRD#: 327390Madison, WI 53703

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