Casey P. Mccarty

GRADIENT ADVISORS

Arden Hills, MN 55126

Some features on this profile are disabled

CRD#: 7271816

Professional summary

Casey Patrick Mccarty, who also goes by Casey Mccarty, Casey Patrick Mccarty, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Arden Hills, Minnesota and GRADIENT SECURITIES, LLC located in Arden Hills, Minnesota.

Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Casey has worked at 8 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Mccarty | Casey Patrick Mccarty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). GRADIENT ADVISORS, LLC; INVESTMENT RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; COMPLIANCE; COMPLIANCE OFFICER; START 02/26/2024; 160 HOURS PER MONTH; 140 DURING SECURITIES TRADING HOURS; ASSISTS WITH COMPLIANCE RELATED ACTIVITIES. 2). T.A.B.C. ASSOCIATES; INVESTMENT RELATED; 519 Coon Rapids Blvd, Coon Rapids MN 55433; ACCOUNTANT/CPA; START 02/05/2018; 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS: BOOKKEEPING, DATA ENTRY, SALES TAX REPORTING, & PAYROLL TAX REPORTING FOR TABC ASSOCIATES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Patrick Mccarty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2024 - Present

GRADIENT ADVISORS, LLC

Office #1: 4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

RIA

CRD#: 152665

Arden Hills, MN

Current

May 3, 2024 - Present

GRADIENT SECURITIES, LLC

Office #1: 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

RIA

CRD#: 127701

Arden Hills, MN

Past

August 14, 2023 - March 4, 2024

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SAINT PAUL, MN

Past

August 14, 2023 - March 4, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SAINT PAUL, MN

Past

August 14, 2023 - March 4, 2024

CETERA ADVISORS LLC

CRD#: 10299

SAINT PAUL, MN

Past

August 10, 2023 - March 4, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SAINT PAUL, MN

Past

August 10, 2023 - March 4, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAINT PAUL, MN

Past

July 18, 2022 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

Past

May 3, 2022 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST PAUL, MN

Past

July 15, 2020 - April 11, 2022

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Blaine, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(5/3/2024)

IAR

Minnesota
(5/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/8/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/11/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/13/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/17/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 5/19/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Klatt

OSAIC WEALTH, INC.

IAR

Forest Lake, MN

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Brian Niemann

LPL FINANCIAL LLC

IAR

STILLWATER, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Casey P. Mccarty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Patrick Mccarty's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

GRADIENT ADVISORS, LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2023

Series 65

Date: 6/11/2020

Series 52TO

Date: 1/13/2023

Series 7TO

Date: 7/18/2022

SIE

Date: 5/17/2022

Series 53

Date: 5/19/2023

Series 24

Date: 10/17/2022

FINRA

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors