John P. Nagel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Nagel was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2025 - May 8, 2026
VOYA FINANCIAL PARTNERS, LLC
July 14, 2015 - July 1, 2025
EMPOWER FINANCIAL SERVICES, INC.
October 15, 2014 - May 18, 2015
SECURIAN FINANCIAL SERVICES, INC.
October 15, 2014 - May 18, 2015
CRI SECURITIES, LLC
August 28, 2013 - May 18, 2015
SECURIAN FINANCIAL SERVICES, INC.
August 28, 2013 - May 18, 2015
CRI SECURITIES, LLC
April 24, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 24, 1997 - April 1, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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