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JD

John J. Driscoll

Some features on this profile are disabled
CRD#: 727135
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Jude Driscoll was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1981. John had worked at 16 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 4, 2010 - June 7, 2013

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

March 17, 2009 - August 11, 2010

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

November 14, 2007 - March 17, 2009

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

July 18, 2005 - November 14, 2007

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NEW YORK, NY
Past

March 23, 2004 - July 7, 2005

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

March 16, 2004 - March 26, 2004

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

June 20, 2002 - March 10, 2004

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

September 12, 2000 - December 3, 2001

BNY CAPITAL MARKETS INC.

BD
CRD#: 18303
NEW YORK, NY
Past

June 14, 2000 - August 22, 2000

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

July 16, 1998 - January 25, 1999

MISCHLER FINANCIAL GROUP, INC.

BD
CRD#: 37818
CORONA DEL MAR, CA
Past

June 14, 1995 - December 31, 1996

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

January 3, 1995 - March 17, 1995

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

May 11, 1994 - January 3, 1995

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

BD
CRD#: 4341
NEW YORK, NY
Past

May 13, 1992 - August 19, 1993

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY
Past

November 20, 1987 - December 1, 1988

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

June 18, 1984 - October 27, 1987

SALOMON BROTHERS INC.

BD
CRD#: 740
Past

March 23, 1981 - April 23, 1984

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2000
General Securities Representative Examination

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
GLOBAL HUNTER SECURITIES | THE SEAPORT GROUP | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC | SEA PORT GROUP SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

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