John Daly Hurd
Professional Summary
John Daly Hurd is a registered financial advisor currently at ROCKET CAPITAL MANAGEMENT, L.L.C. located in Wayzata, Minnesota. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 10 firms and has passed the Series 63, Series 65, Series 31, Series 15, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ROCKET CAPITAL MANAGEMENT, L.L.C.
Contact Information
Main Address
319 Barry Avenue South Suite 210, Wayzata, MN 55391Phone Number
(952) 476-1062# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
89AUM (Assets Under Management)
$32,378,840Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/17/2003)
(11/13/2014)
(9/30/2003)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Nov 1983Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1991Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Daly Hurd's CRS (Customer Relationship Summary).
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