John D. Hurd

ROCKET CAPITAL MANAGEMENT, L.L.C.

WAYZATA, MN 55391

Some features on this profile are disabled

CRD#: 727132

Professional summary

John Daly Hurd is a registered financial advisor currently at ROCKET CAPITAL MANAGEMENT, L.L.C. located in Wayzata, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 10 firms and has passed the Series 63, Series 65, Series 31, Series 15, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTER IN BUTTERDOG PRODUCTIONS RECORDING MUSIC 04/1996 TO PRESENT NO HOURS DEVOTED. INVESTOR IN ROCKET CAPITAL PARTNERS, LP ("FUND")AND ROCKET CAPITAL MANAGEMENT, LLC, OF WHICH HURD IS A MANAGING MEMBER AND SHAREHOLDER, IS THE GENERAL PARTNER OF THE FUND 08/2003 TO PRESENT. THE FUND'S INVESTMENT OBJECTIVE IS TO ACHIEVE EXCESS RETURNS IN VARYING MARKET CYCLES BY CREATING A HIGHLY CONCENTRATED PORTFOLIO OF PRIMARILY EQUITY AND EQUITY-RELATED SECURITIES. ROCKET CAPITAL MANAGEMENT, LLC IS RESPONSIBLE FOR INVESTMENT DECISIONS AND FOR THE EXECUTIION OF THE FUND'S PORTFOLOIO TRANSACTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daly Hurd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2003 - Present

ROCKET CAPITAL MANAGEMENT, L.L.C.

Office #1: 319 Barry Avenue Suite 210, Wayzata, MN 55391

RIA

CRD#: 128077

WAYZATA, MN

Past

April 25, 2007 - August 21, 2013

FELTL & COMPANY

CRD#: 6905

WAYZATA, MN

Past

July 1, 2003 - July 31, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYZATA, MN

Past

July 1, 2003 - July 31, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 22, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

WAYZATA, MN

Past

February 22, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 1, 2001 - February 20, 2002

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Past

October 30, 2000 - January 1, 2001

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

May 5, 1997 - January 1, 2001

MJK CLEARING, INC.

CRD#: 8678

MINNEAPOLIS, MN

Past

February 22, 1993 - May 15, 1997

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

August 22, 1988 - February 22, 1993

CRAIG-HALLUM, INC.

CRD#: 1546

Past

March 23, 1981 - August 31, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2003)

IAR

Minnesota
(11/13/2014)

IAR

Wisconsin
(9/30/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 5/9/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 15

Date: 11/14/1983

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 3/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 4/22/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ROCKET CAPITAL MANAGEMENT, L.L.C.

CRD#: 128077 / SEC#:

California

Registered Investment Advisory firm - (10/16/2003 Approved)

Florida

Registered Investment Advisory firm - (12/18/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (9/24/2003 Approved)

Texas

Registered Investment Advisory firm - (12/31/2003 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/29/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

319 Barry Avenue South Suite 210, Wayzata, MN 55391

Mailing Address

Phone number

(952) 476-1062

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 25,855,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John D. Hurd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Daly Hurd's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELTL & COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MILLER JOHNSON STEICHEN KINNARD, INC.

JOHN G. KINNARD AND COMPANY, INCORPORATED

MJK CLEARING, INC.

COLLIERS SECURITIES LLC

CRAIG-HALLUM, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2007

Series 65

Date: 12/7/1999

Series 31

Date: 5/9/2008

Series 15

Date: 11/14/1983

Series 7

Date: 3/21/1981

Series 24

Date: 4/18/1994

Series 8

Date: 4/22/1991

Current Firm

ROCKET CAPITAL MANAGEMENT, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKET CAPITAL MANAGEMENT, L.L.C.

TRUST BUT VERIFY

Contact information

Similar Advisors