Fredric J. French
Professional summary
Fredric James French was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fredric is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Fredric had worked at 5 firms, which includes LAKEVIEW SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., SIGNATOR INVESTORS INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
June 7, 1994 - May 6, 1997
LAKEVIEW SECURITIES CORPORATION
November 19, 1990 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 19, 1990 - June 1, 1992
PRUCO SECURITIES, LLC.
March 27, 1981 - October 12, 1987
SIGNATOR INVESTORS, INC.
March 27, 1981 - November 4, 1987
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
LAKEVIEW SECURITIES CORPORATION
CRD#: 17500 / SEC#: , 8-35330
Contact information
Documents
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