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Stephen Stahl

BROOKSIDE CAPITAL GROUP LLC
STUDIO CITY, CA
Some features on this profile are disabled
CRD#: 7270643
SS

Professional summary

Stephen Stahl, who also goes by Steve Stahl, is a registered financial advisor currently at BROOKSIDE CAPITAL GROUP LLC located in Studio City, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Stephen has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steve Stahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-independent licensed insurance agent -Stephen Stahl owns several non-investment related LLCs including Stephen Stahl Music LLC (music production, songwriting, publishing) One Leap LLC (media/entertainment company), and Ai-SPY LLC (AI SaaS company specializing in AI speech detection). Approximately fifteen hours a week are spent on these other business activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Stahl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2025 - Present

BROOKSIDE CAPITAL GROUP LLC

RIA
CRD#: 334658
STUDIO CITY, CA
Past

December 13, 2023 - September 13, 2024

PFS INVESTMENTS INC.

RIA
CRD#: 10111
NORTH HOLLYWOOD, CA
Past

December 1, 2023 - September 13, 2024

PFS INVESTMENTS INC.

BD
CRD#: 10111
NORTH HOLLYWOOD, CA
Past

March 18, 2021 - January 25, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
LOS ANGELES, CA
Past

January 26, 2021 - January 25, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/20/2025)
IAR
Texas
(1/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/27/2020
Securities Industry Essentials Examination

Current Firm

BC
BROOKSIDE CAPITAL GROUP LLC
BROOKSIDE CAPITAL GROUP LLC

CRD#: 334658 / SEC#:

California
Registered Investment Advisory firm - (2/20/2025 Approved)
Texas
Registered Investment Advisory firm - (1/24/2025 Conditional Restricted)
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Contact information

Main Address
Studio City, CA
Mailing Address
Phone number
(818) 371-6314
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts6
AUM (Assets Under Management)$ 700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKSIDE CAPITAL GROUP LLC

CRD#: 334658Studio City, CA

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