Douglas A. Macwright
Professional summary
Douglas Alan Macwright was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Douglas had worked at 3 firms, which includes HIGHLANDER CAPITAL MANAGEMENT LLC, HIGHLANDER CAPITAL GROUP INC., RYAN BECK & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2004 - September 27, 2023
HIGHLANDER CAPITAL MANAGEMENT LLC
January 1, 1991 - September 21, 2023
HIGHLANDER CAPITAL GROUP, INC.
March 23, 1981 - December 18, 1990
RYAN BECK & CO.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
HIGHLANDER CAPITAL MANAGEMENT LLC
CRD#: 106667 / SEC#: 801-52286
Contact information
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 351,802,363 |
Red Flags
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