MC
Michael A. Cole
ADVANTAGE INVESTMENT MANAGEMENT
Louisville, KY 40222
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CRD#: 7270084
MC
Professional summary
Michael Alexander Cole, who also goes by Alex Cole, Michael Cole, is a registered financial advisor currently at ADVANTAGE INVESTMENT MANAGEMENT located in Louisville, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Cole | Michael Cole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alexander Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2025 - Present
ADVANTAGE INVESTMENT MANAGEMENT
Office #1: Glenview Pointe Business Center 2319 Lime Kiln Lane, Suite A, Louisville, KY 40222RIA
CRD#: 146493
Louisville, KY
Past
April 16, 2021 - February 11, 2022
D. BORAL CAPITAL
BD
CRD#: 103792
Louisville, KY
Past
October 2, 2020 - March 2, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ADVANTAGE INVESTMENT MANAGEMENT
ADVANTAGE INVESTMENT MANAGEMENT | GARTON AND ASSOCIATES, LLC | GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC | AIM | ADVANTAGE INVESTMENT MANANGEMENT | ADVANTAGE INVESTMENT MANAGEMENT & RETIREMENT PLAN SPECIALISTS
CRD#: 146493 / SEC#: 801-125798
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Indiana
Registered Investment Advisory firm - (5/6/2022 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/5/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/2/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AI
ADVANTAGE INVESTMENT MANAGEMENT
ADVANTAGE INVESTMENT MANAGEMENT | GARTON AND ASSOCIATES, LLC | GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC | AIM | ADVANTAGE INVESTMENT MANANGEMENT | ADVANTAGE INVESTMENT MANAGEMENT & RETIREMENT PLAN SPECIALISTS
CRD#: 146493 / SEC#: 801-125798
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)Indiana
Registered Investment Advisory firm - (5/6/2022 Terminated)Kentucky
Registered Investment Advisory firm - (6/17/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/5/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Glenview Pointe Business Center 2319 Lime Kiln Lane, Suite A, Louisville, KY 40222
Mailing Address
Phone number
(502) 212-3000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 184,871,474 |
Red Flags
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Company Information
ADVANTAGE INVESTMENT MANAGEMENT
CRD#: 146493Louisville, KY 40222TRUST BUT VERIFY
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