Michele A. Desilets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Ann Desilets was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1981. Michele had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2000 - December 14, 2000
LTC INVESTMENT SERVICES, INC.
January 13, 1998 - October 16, 1998
INSIGHT SECURITIES & TRADING, INC.
June 6, 1994 - July 2, 1997
D.E. FREY & COMPANY, INC.
October 15, 1987 - July 17, 1990
PORTFOLIO BROKERAGE SERVICES, INC.
July 15, 1985 - July 6, 1987
ROYCE PARK INVESTMENTS, INC.
June 6, 1984 - August 3, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION
March 23, 1981 - June 6, 1984
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LTC INVESTMENT SERVICES, INC.
CRD#: 23750 / SEC#: , 8-40705
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT BERIAULT HOLDINGS, INC. | PARENT CORPORATION | |
| BERIAULT, ROBERT HARVEY | BOARD MEMBER, TREASURER, ASSISTANT SECRETARY | |
| PIERCE, BOBBIE JEAN | GENERAL SECURITIES PRINCIPAL | 1011848 |
| SMITH, KATHLEEN MARIE | VICE PRESIDENT | 2190360 |
| WILLIAMS, BRICE JAMES | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL OPERATIONS PRINCIPAL, GENERAL SECURITIES PRINCIPAL | 2663962 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
