Joseph B. Hurley

Atlanta, GA 30326

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CRD#: 726838

Professional summary

Joseph Boyd Hurley IV, who also goes by Joe Boyd Hurley IV, Joe Boyd Hurley, is a registered financial professional currently at REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1981. Joseph has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Boyd Hurley Iv | Joe Boyd Hurley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Boyd Hurley IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2016 - Present

REGISTER FINANCIAL ASSOCIATES, INC.

Office #1: 3500 Lenox Rd., Ste 820, Atlanta, GA 30326

CRD#: 30568

Atlanta, GA

Past

January 28, 2005 - October 17, 2016

EMERGENT FINANCIAL GROUP, INC.

CRD#: 37891

NORCROSS, GA

Past

March 21, 2000 - January 28, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

January 17, 1991 - February 22, 2000

MARION BASS SECURITIES CORPORATION

CRD#: 7961

CHARLOTTE, NC

Past

April 29, 1988 - November 16, 1990

WACHOVIA SECURITIES, INC.

CRD#: 431

Past

February 22, 1988 - May 4, 1988

H.A. KENNING INVESTMENTS,INC.

CRD#: 14923

Past

October 30, 1984 - November 16, 1990

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

April 3, 1984 - October 30, 1984

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

March 23, 1981 - March 9, 1984

J.C. BRADFORD & CO.

CRD#: 1287

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/15/2016)

Georgia
(12/14/2016)

Louisiana
(12/16/2016)

New York
(1/19/2017)

Tennessee
(11/18/2016)

Texas
(12/22/2016)

Exams

State Security Law Exam

Series 63

Date: 4/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/17/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/21/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568 / SEC#: , 8-45012

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

3500 Lenox Road Suite 1700, Atlanta, GA 30326

Mailing Address

3500 Lenox Road Suite 1700, Atlanta, GA 30326

Phone number

(404) 364-2180

Established

Georgia since 07/01/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
REGISTER, GEORGE ROBERT	CEO/CHIEF COMPLIANCE OFFICER	373031
REGISTER, SCOTT EDWARD	PRESIDENT, FINOP, ROSFP, CFO, PFO, POO	5239767

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph B. Hurley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Boyd Hurley IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERGENT FINANCIAL GROUP, INC.

DUNWOODY BROKERAGE SERVICES, INC.

MARION BASS SECURITIES CORPORATION

WACHOVIA SECURITIES, INC.

H.A. KENNING INVESTMENTS,INC.

WACHOVIA SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

J.C. BRADFORD & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/1981

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/17/1988

Series 7

Date: 3/21/1981

FINRA

Current Firm

REGISTER FINANCIAL ASSOCIATES, INC.

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REGISTER FINANCIAL ASSOCIATES, INC.

TRUST BUT VERIFY

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