JA
Joshua M. Amparan
EAGLE STRATEGIES LLC
SAN ANTONIO, TX 78230
Some features on this profile are disabled
CRD#: 7268332
JA
Professional summary
Joshua Marcelo Amparan is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Antonio, Texas and NYLIFE SECURITIES LLC located in San Antonio, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Joshua has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[UTSA Alumni Association; Alumni association for graduates of the University of Texas San Antonio; One UTSA Circle San Antonio, TX 78249; Start Date 11/2021; Role/Title: Volunteer; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; Producing the "Birds Up Podcast] [San Antonio Beer Festival; Beer server at San Antonio Beer Festival; 1300 N Main, San Antonio, TX 78212; Start Date 10/2024; Role/Title: Independent Contractor; Not Investment Related; 7 hours per month; 0 hours per month during securities trading hours][Metro SA Chamber of Commerce; Chamber of Commerce; 12930 Country Pkwy, San Antonio, TX 78216; Start Date 03/2024; Role/Title: Officer; Not Investment Related; 8 hours per month; 3 hours per month during securities trading hours; Attend and participate in Board Meetings, council/committee meetings, networking and other events.][Institute for Leadership in Capital Projects (I-LinCP) - San Antonio Chapter; The Institute for Leadership in Capital Projects (I-LinCP) is a non-profit organization currently serving the Texas region to better the capital projects industry.; 2124 Pioneer Pass, Seguin, TX 78155; Start Date 07/2023; Role/Title: Officer; Not Investment Related; 12 hours per month; 4 hours per month during securities trading hours; Attend and participate in Board Meetings]
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Marcelo Amparan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 8000 Ih 10 West Suite 800, San Antonio, TX 78230RIA
CRD#: 110826
SAN ANTONIO, TX
Current
May 11, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 8000 Ih 10 West Suite 800, San Antonio, TX 78230BD
CRD#: 5167
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(4/13/2022)
RR
New Mexico(1/5/2023)
RR
Texas(8/25/2021)
IAR
Texas(5/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/11/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
