Dennis G. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Gene Hoffman was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1999. Dennis had worked at 4 firms and has passed the Series 65, Series 66, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2010 - April 2, 2014
HB CONSULTING CORPORATION
June 12, 2002 - December 19, 2006
EDWARD JONES
December 13, 2000 - May 28, 2002
WELLS FARGO INVESTMENTS, LLC
October 18, 1999 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HB CONSULTING CORPORATION
CRD#: 146582 / SEC#:
Contact information
Red Flags
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