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Peter E Robinson

CRD# 7267981·Registered 2020 - 2025
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter E Robinson was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2020 - 2025. Peter had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

DEAN DORTON WEALTH MANAGEMENT, LLC·CRD# 297616
RIA
Fort Wright, KY
January 9, 2025 - November 21, 2025
STRATOS WEALTH PARTNERS, LTD·CRD# 153184
RIA
Fort Wright, KY
September 7, 2023 - January 15, 2025
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Cincinnati, OH
January 25, 2021 - July 7, 2023
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Cincinnati, OH
October 19, 2020 - July 7, 2023

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Current Firm

DD
DEAN DORTON WEALTH MANAGEMENT, LLC

DEAN DORTON PRIVATE WEALTH | DEAN DORTON WEALTH MANAGEMENT, LLC

CRD#: 297616
Indiana
Registered Investment Advisory firm - Indiana (10/1/2026 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (8/23/2018 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (10/6/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (9/30/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

250 W. Main Street Suite 1400, Lexington, KY 40507

Phone Number

(859) 425-7780

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Freedom Baseball Club, LLC 7950 Freedom Way~Florence~KY~41042 6/4/2019~2hrs~2hrs~No committed responsibilities...I am in partnership with no work obligations. I am active, however & provide approximately 1 hour per week to managing partner 2) Robinson Family Philanthropic Fund c/o The Jewish Federation Cincinnati 8499 Ridge Road~Cincinnati~OH~45236 1/1/2010~4hrs~4hrs~I manage family chosen grants through a 3rd party registered 501-c3 administrator 3) Spring Valley Bank 1206 Springfield Pike~Wyoming~OH~45215~Board Position/Officer~Other~1/3/2008~1hrs~1hrs~Outside Director with no work responsibilities, no office, and no involvement in daily business activities...Voting on certain confidential matters including, but not limited to, real estate loans at a certain financial thresh hold... 9 Directors & chairman (emeritus) 4) FREEDOM BREWING COMPANY, LLC, LLC POSITION: Managing Partner NATURE: A start up brewery/tap room and entertainment facility in N. Kentucky INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/25/2022 ADDRESS: Freedom Brewing Company, LLC Freedom Way, Florence KY 40142, United States DESCRIPTION: Upon successful completion of the project due diligence, I will be managing partner of the company 5) VL Private Wealth - Inv Related - Fort Wright KY - investment advisory and financial planning - Advisor - 09/2023. 160 hours/month 130 hours during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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