Balin Thurow Smith

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

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Years of Experience

6 years registered in the securities industry

Current & Past Employments

Current

HILLTOP SECURITIES INC.Current·CRD# 6220

RIA

BD

717 N. Harwood Street Suite 3400, Dallas, TX 75201

May 29, 2025 - Present

HILLTOP SECURITIES INC.Current·CRD# 6220

RIA

BD

717 N. Harwood Street Suite 3400, Dallas, TX 75201

May 29, 2025 - Present

Past

EQUITABLE ADVISORS, LLCPast·CRD# 6627

RIA

Dallas, TX

December 5, 2022 - May 27, 2025

EQUITABLE ADVISORS, LLCPast·CRD# 6627

BD

Dallas, TX

September 9, 2020 - May 27, 2025

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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GRAPEVINE, TX · CRD#

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC. | SWS SECURITIES, INC. | SWS SECURITIES INC. | SOUTHWEST SECURITIES, INC.

CRD#: 6220 / SEC#: 801-55529, 8-45123

RIA

Registered Investment Advisory firm - SEC (6/10/1998 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

717 N. Harwood Street Suite 3400, Dallas, TX 75201

Mailing Address

717 Harwood Street Suite 3400, Dallas, TX 75201

Phone Number

(214) 953-4000

Established

Delaware since 12/31/1991

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

92

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Part 2 Brochures

HILLTOP FIRM BROCHURE 03/27/2026 (3/30/2026)

HILLTOP WRAP BROCHURE 08/27/2026 (3/30/2026)

HILLTOP HORIZON PROGRAM BROCHURE 03/27/2026 (3/27/2026)

Direct owners and executive officers

Name	Position	CRD#
HILLTOP SECURITIES HOLDINGS, LLC	PARENT	—
ALEXANDER, LAURA BONNELL	BOARD DIRECTOR	2900382
BARTOLOTTA, MICHAEL GEORGE	BOARD DIRECTOR	1620103
COYA, SCOTT ANDREW	CHIEF COMPLIANCE OFFICER	2511281
EDGE, JOSEPH MICHAEL	CHIEF FINANCIAL OFFICER	4326551
EDGE, JOSEPH MICHAEL	BOARD DIRECTOR	4326551
LEVENTHAL, LAURA	BOARD DIRECTOR	1175259
LEVENTHAL, LAURA	TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER	1175259
MEDANICH, DAVID KING	BOARD DIRECTOR	1030727
PINEDA, ROMEO LINSANGAN	PRINCIPAL OPERATIONS OFFICER	2193669
SOBEL, JONATHAN SCOTT	CHAIRMAN	1540818
WINGES, MARTIN BRADLEY	CEO/PRESIDENT/DIRECTOR	1929509
WITTNEBEN, BRIAN LANE	GENERAL COUNSEL/SECRETARY	4861905

Regulatory Assets Under Management

Total Number of Accounts

5,592

AUM (Assets Under Management)

$2,507,522,526

Disclosures

Regulatory Event

56

Arbitration

22

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2026	Cover Page	Report
08/21/2025	Cover Page	Report
07/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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