Jamie Shelton

S.E.E.D. PLANNING GROUP

Knoxville, TN 37922

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CRD#: 7267691

Professional summary

Jamie Shelton, who also goes by Jamie Ann Roths, Jamie Roths, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Knoxville, Tennessee.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jamie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie Ann Roths | Jamie Roths

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Shelton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

S.E.E.D. PLANNING GROUP, LLC

Office #1: 2030 Falling Waters Rd One Falling Water, Suite 180, Knoxville, TN 37922

RIA

CRD#: 188521

Knoxville, TN

Past

December 18, 2020 - December 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

KNOXVILLE, TN

Past

September 17, 2020 - December 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2020

Securities Industry Essentials Examination

Current Firm

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

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Contact information

Main Address

31 Lewis Street Suite 401, Binghamton, NY 13901

Mailing Address

Phone number

(607) 217-5091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

S.E.E.D ADV2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 490,907,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jamie Shelton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Shelton's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.E.E.D. PLANNING GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

S.E.E.D. PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2020

Series 7TO

Date: 9/16/2020

SIE

Date: 7/17/2020

Current Firm

S.E.E.D. PLANNING GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.E.E.D. PLANNING GROUP, LLC

TRUST BUT VERIFY

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