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CM

Carolina A. Martinez

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CRD#: 7267625
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carolina Alicia Martinez, who also goes by Carolina Alicia Garcia, Carolina Martinez, was a registered financial professional .

Carolina is a previously registered financial professional and started their career in finance in 2020. Carolina had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Carolina Alicia Garcia | Carolina Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 02/2018 HIDALGO GROUP LLC; CFO : 11401 NW 134th Street, Suite 105, Miami FL 33178, United States; warehousing and distribution as a 3rd Party Logistics Company, storing consumer commodities such as rice, confectionary, and clothes; Non Investment related; NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 ; handle all of the company's finances - from AP to bank reconciliation, manage QuickBooks accounts and create budgets. (2) 03/2021 Independent Licensed insurance Agent; Investment Related; Washington; Life, Health and Disability

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 18, 2023 - December 31, 2024

BISON WEALTH, LLC

RIA
CRD#: 165931
Parrish, FL
Past

May 27, 2022 - December 31, 2022

THE PACIFIC FINANCIAL GROUP, INC.

RIA
CRD#: 105203
Selah, WA
Past

December 17, 2020 - June 3, 2022

OSAIC WEALTH, INC.

RIA
CRD#: 23131
YAKIMA, WA
Past

December 17, 2020 - June 3, 2022

OSAIC WEALTH, INC.

BD
CRD#: 23131
YAKIMA, WA
Past

October 29, 2020 - December 18, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
YAKIMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2020
Securities Industry Essentials Examination

Current Firm

BW
BISON WEALTH, LLC
BISON WEALTH, LLC | SERVE AND PROTECT FINANCIAL | QTR FAMILY WEALTH | PARALLEL FINANCIAL PARTNERS, LLC | LAKEVIEW INSTITUTIONAL WEALTH | LAKEVIEW CAPITAL PARTNERS, LLC | LAKEVIEW CAPITAL MANAGEMENT, LLC | CAPITAL DEFENDER WEALTH MANAGEMENT

CRD#: 165931 / SEC#: 801-78287

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Contact information

Main Address
3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326
Mailing Address
Phone number
(404) 841-2224
Established
Firm type
Fiscal year end
# of Employees
47

Documents

Latest Form ADV

Part 2 Brochures

BISON WEALTH FORM ADV PART 2A (3/29/2024)

Regulatory assets under management

Total Number of Accounts4,347
AUM (Assets Under Management)$ 1,605,442,799

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BISON WEALTH, LLC

CRD#: 165931

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