Donna L. Trainor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Laverne Trainor, CFP®, who also goes by Trainor Laverne Donna, Trainor Donna, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2020. Donna had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2021 - July 28, 2023
HB WEALTH
August 21, 2020 - November 21, 2021
HOMRICH BERG
Primary Firm SEC Registration
HB WEALTH
CRD#: 316731 / SEC#: 801-122595
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HB WEALTH
CRD#: 316731 / SEC#: 801-122595
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,625 |
| AUM (Assets Under Management) | $ 25,880,296,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/23/2023 | ||
| 11/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
