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Arjun Sai Venigalla

CRD# 7267441·Registered 2023 - 2026
Previously Registered: Being a previously registered professional could mean that Arjun is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arjun Sai Venigalla, who also goes by Arjun Venigalla, was a registered financial advisor. Arjun was a previously registered financial professional and started their career in finance 2023 - 2026. Arjun had worked at 4 firms and has passed the Series 57TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arjun Venigalla

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

DV EQUITIES·CRD# 312688
BD
Chicago, IL
September 26, 2025 - July 1, 2026
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
October 30, 2024 - January 6, 2025
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
October 30, 2024 - January 6, 2025
GLOBAL EXECUTION BROKERS, LP·CRD# 126407
BD
Bala Cynwyd, PA
October 10, 2023 - October 30, 2024
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
October 9, 2023 - October 10, 2023

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Current Firm

DE
DV EQUITIES

DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC

CRD#: 312688 / SEC#: 8-70659
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 12/09/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER—
CARLINO, ERIC JAMESDIRECTOR OF FIXED INCOME/TRADING PRINCIPAL2898311
HORGAN, RICHARD JOHNCHIEF FINANCIAL OFFICER6697860
KATZ, SHIFRACHIEF COMPLIANCE OFFICER7166902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Oct 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2022About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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