Qian Wan
Professional Summary
Qian Wan, who also goes by Doris Wan, is a registered financial advisor currently at PUBLIC RESOURCES ADVISORY GROUP. Qian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Qian has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 52TO and Series 50 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doris Wan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
PUBLIC RESOURCES ADVISORY GROUP | PUBLIC RESOURCES ADVISORY GROUP, INC.
Contact Information
Main Address
39 Broadway Suite Suite 1115, New York, NY 10006Phone Number
(212) 566-7800# of Employees
38Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/3/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2020About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jul 2020About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Qian Wan's CRS (Customer Relationship Summary).
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