Enrique J. Lopez Del Castillo-franco

IPI WEALTH MANAGEMENT

Orlando, FL 32828

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CRD#: 7267331

Professional summary

Enrique Jose Lopez Del Castillo-franco, who also goes by Enrique Jose Lopez Del Castillo Jr., Enrique Jose Lopez Del Castillo, Enrique Jose Lopez Del Castillo Franco, Enrique Jose Lopez Del Castillo, Jr., Enr Lopez Del Castillo-franco, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Orlando, Florida and INVESTMENT PLANNERS, INC. located in Orlando, Florida.

Enrique is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Enrique has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Enrique Jose Lopez Del Castillo Jr. | Enrique Jose Lopez Del Castillo | Enrique Jose Lopez Del Castillo Franco | Enrique Jose Lopez Del Castillo, Jr. | Enr Lopez Del Castillo-Franco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent - Start Date: 07/2020 - Investment Related - Insurance lines of business: Life, Health, Disability, Property And Casualty - 40hr/per week | during trading hours: 0. Real Estate Broker - Not investment related - Independent Agent - Part of Realtors Association - 4hours/per week | during trading hours: 0. KIP Group - Proprietor - position President - started on 6/26/2018 - duties: Management of jobs or projects as and administrator or Project manager. | Not investment related - Mainly project management and small sub-contracting jobs done through the company - 4 to 6hours/per month | during trading hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrique Jose Lopez Del Castillo-franco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2024 - Present

IPI WEALTH MANAGEMENT, INC.

Office #1: 3801 Avalon Park East Blvd. Suite 225, Orlando, FL 32828

RIA

CRD#: 111872

Orlando, FL

Current

April 16, 2024 - Present

INVESTMENT PLANNERS, INC.

Office #1: 3801 Avalon Park East Blvd. Suite 225, Orlando, FL 32828

CRD#: 18557

Orlando, FL

Past

November 30, 2023 - April 11, 2024

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

LAKE MARY, FL

Past

January 28, 2021 - April 11, 2024

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

LAKE MARY, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/16/2024)

IAR

Florida
(5/29/2024)

Puerto Rico
(4/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/28/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/14/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

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Contact information

Main Address

226 W. Eldorado, Decatur, IL 62522

Mailing Address

P.o. Box 170, Decatur, IL 62525-0170

Phone number

(217) 425-6340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPI WEALTH MANAGEMENT ADV2A (6/9/2025)

Regulatory assets under management

Total Number of Accounts	10,743
AUM (Assets Under Management)	$ 2,248,994,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Enrique J. Lopez Del Castillo-franco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrique Jose Lopez Del Castillo-franco's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PLANNERS, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

IPI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2023

Series 6TO

Date: 1/28/2021

SIE

Date: 1/14/2021

FINRA

Current Firm

IPI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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