JM
Jacob C. Mcconnell
RIVER'S EDGE
Beaver, PA 15009
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CRD#: 7267272
JM
Professional summary
Jacob Charles Mcconnell, who also goes by Jacob Mcconnell, Jake Mcconnell, is a registered financial advisor currently at RIVER'S EDGE located in Beaver, Pennsylvania.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Mcconnell | Jake Mcconnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hummel Group; investment related; 461 Wadsworth Road, Orrville, OH 44667; Financial Services; Financial Advisor Executive: 06/14/2021; 160 hours/month ( 130 during security hours); assisting the advisors with paperwork, fielding phone calls from clients, executing account trades for clients.2) Insurance Agent; not investment related; 461 Wadsworth Road, Orrville, OH 44667; writing life insurance/fixed annuity business; insurance agent; 10/22/2021; 60 hours/month ( 60 hours during security trading hours); respond to life insurance requests that come through Hummel system and write polices
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Charles Mcconnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2025 - Present
RIVER'S EDGE
Office #1: 525 3rd Street Suite 200, Beaver, PA 15009RIA
CRD#: 313711
Beaver, PA
Past
March 8, 2022 - May 5, 2025
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Orrville, OH
Past
December 6, 2021 - June 4, 2025
HUMMEL WEALTH MANAGEMENT, LLC
RIA
CRD#: 143523
BERLIN, OH
Past
September 30, 2021 - May 5, 2025
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
ORRVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RE
RIVER'S EDGE
RIVER'S EDGE | RIVER'S EDGE WEALTH MANAGEMENT LLC
CRD#: 313711 / SEC#: 801-130663
RIA
Registered Investment Advisory firm - (7/26/2024 Approved)Ohio
Registered Investment Advisory firm - (7/29/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/30/2024 Terminated)Texas
Registered Investment Advisory firm - (7/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
RE
RIVER'S EDGE
RIVER'S EDGE | RIVER'S EDGE WEALTH MANAGEMENT LLC
CRD#: 313711 / SEC#: 801-130663
RIA
Registered Investment Advisory firm - (7/26/2024 Approved)Ohio
Registered Investment Advisory firm - (7/29/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/30/2024 Terminated)Texas
Registered Investment Advisory firm - (7/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
525 3rd Street Suite 200, Beaver, PA 15009
Mailing Address
Phone number
(412) 526-8939
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 871 |
| AUM (Assets Under Management) | $ 122,681,641 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIVER'S EDGE
CRD#: 313711Beaver, PA 15009TRUST BUT VERIFY
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