Dominic B. Guimond

STILLWATER INVESTING

PORTLAND, ME 04103

Some features on this profile are disabled

CRD#: 7267057

Professional summary

Dominic Butler Guimond is a registered financial advisor currently at STILLWATER INVESTING located in Portland, Maine.

Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Dominic has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tyler Technologies; not investment-related; Yarmouth, Maine; Technology; Disaster Recovery Specialist; June 2018; 40 hrs / week; 8 hrs / day; backs up client data and sends it back to clients in case something were to happen to the client's computer system.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Butler Guimond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2020 - Present

STILLWATER INVESTING

Office #1: 47 Skylark Road, Portland, ME 04103

RIA

CRD#: 307511

PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(10/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2020

Uniform Investment Adviser Law Examination

Current Firm

STILLWATER INVESTING

STILLWATER INVESTING | STILLWATER INVESTING INC

CRD#: 307511 / SEC#:

Maine

Registered Investment Advisory firm - (9/29/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14 State Street, Bangor, ME 04401

Mailing Address

Phone number

(207) 962-1849

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 2,486,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London

PFS INVESTMENTS INC.

IAR

Windham, ME

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dominic B. Guimond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Butler Guimond's CRS (Customer Relationship Summary).

Certified licenses

Experience

STILLWATER INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2020

Current Firm

STILLWATER INVESTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STILLWATER INVESTING

TRUST BUT VERIFY

Similar Advisors