Jason M. Rotman

ELEVATE WEALTH ADVISORS

NEWPORT BEACH, CA 92660

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CRD#: 7266882

Professional summary

Jason Michael Rotman, who also goes by Jason Rotman, is a registered financial advisor currently at ELEVATE WEALTH ADVISORS, LLC located in Newport Beach, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jason has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Rotman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Elevate Financial & Insurance Services LLC, investment related, 4675 MacArthur Court, Ste. 1430, Newport Beach, CA 92660, Finance and Insurance, Insurance agent, 04/2024, 80 hours per month, 80 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Rotman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

ELEVATE WEALTH ADVISORS, LLC

Office #1: 4675 Macarthur Court Suite 1430, Newport Beach, CA 92660

RIA

CRD#: 323825

NEWPORT BEACH, CA

Past

September 26, 2024 - April 9, 2025

ELEVATE CAPITAL GROUP, LLC

RIA

CRD#: 332775

NEWPORT BEACH, CA

Past

January 25, 2021 - April 1, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

IRVINE, CA

Past

November 13, 2020 - April 1, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/2/2025)

IAR

Texas
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/12/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/23/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/15/2011

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 7/31/2017

NFA Branch Manager Examination

Current Firm

ELEVATE WEALTH ADVISORS, LLC

ELEVATE FINANCIAL & INSURANCE SERVICES, LLC | SPEARHEAD ADVISORS, LLC | ELEVATE WEALTH ADVISORS, LLC

CRD#: 323825 / SEC#:

California

Registered Investment Advisory firm - (3/1/2023 Approved)

Texas

Registered Investment Advisory firm - (4/10/2024 Conditional Restricted)

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Contact information

Main Address

4675 Macarthur Court Suite 1430, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 978-0326

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 17,757,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason M. Rotman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Rotman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE WEALTH ADVISORS, LLC

ELEVATE CAPITAL GROUP, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2020

Series 7TO

Date: 11/12/2020

SIE

Date: 10/23/2020

Series 3

Date: 4/15/2011

Series 30

Date: 7/31/2017

Current Firm

ELEVATE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELEVATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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