James J. Lambert

LAMBERT, J JEFFREY

Folsom, CA 95630

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CRD#: 726677

Professional summary

James Jeffrey Lambert, CFP®, who also goes by Jeff Lambert, is a registered financial advisor currently at LAMBERT, J JEFFREY located in Folsom, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. James has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Lambert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UC DAVIS EXTENSION 1333 RESEARCH PARK DRIVE, DAVIS, CA 95616. NOT INVESTMENT RELATED. EMPLOYED AS PROGRAM DIRECTOR OF THE PERSONAL FINANCIAL PLANNING CERTIFICATE PROGRAM FOR THIS ARM OF THE UNIVERSITY OF CALIFORNIA SINCE 1996. NATURE IS EDUCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jeffrey Lambert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

May 10, 2011 - Present

LAMBERT, J JEFFREY

Office #1: Iron Point Road 1024, Folsom, CA 95630

RIA

CRD#: 157009

Folsom, CA

Past

July 2, 2009 - July 1, 2011

PARKSHORE WEALTH MANAGEMENT

RIA

CRD#: 148052

FOLSOM, CA

Past

February 28, 2002 - July 7, 2009

LIGHTHOUSE FINANCIAL PLANNING

RIA

CRD#: 114093

FOLSOM, CA

Past

August 24, 2001 - October 25, 2001

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

May 6, 1999 - February 23, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 14, 1998 - October 26, 1998

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 20, 1994 - April 23, 1998

WNC CAPITAL CORPORATION

CRD#: 36174

IRVINE, CA

Past

April 23, 1992 - July 29, 1994

U.S. SECURITIES CLEARING CORP.

CRD#: 15403

SAN DIEGO, CA

Past

March 16, 1990 - December 31, 1991

AMERICAN INVESTORS COMPANY

CRD#: 38

Past

October 17, 1986 - December 31, 1991

AMERICAN INVESTORS COMPANY

CRD#: 38

SAN RAMON, CA

Past

March 31, 1986 - October 24, 1986

WESTMARK SECURITIES CORPORATION

CRD#: 16709

Past

September 27, 1983 - March 25, 1986

PLANNED INVESTMENTS INC.

CRD#: 5066

Past

March 23, 1981 - September 8, 1981

EQUITEC SECURITIES COMPANY

CRD#: 6463

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/1987

General Securities Principal Examination

Current Firm

LAMBERT, J JEFFREY

LAMBERT WEALTH ADVISORY, LLC | LAMBERT, JAMES JEFFREY | LAMBERT, J JEFFREY

CRD#: 157009 / SEC#:

California

Registered Investment Advisory firm - (5/10/2011 Approved)

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Contact information

Main Address

Iron Point Road 1024, Folsom, CA 95630

Mailing Address

Phone number

(916) 685-7040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 24,620,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James J. Lambert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jeffrey Lambert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKSHORE WEALTH MANAGEMENT

LIGHTHOUSE FINANCIAL PLANNING

EQUITY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

WNC CAPITAL CORPORATION

U.S. SECURITIES CLEARING CORP.

AMERICAN INVESTORS COMPANY

AMERICAN INVESTORS COMPANY

WESTMARK SECURITIES CORPORATION

PLANNED INVESTMENTS INC.

EQUITEC SECURITIES COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1999

Series 63

Date: 5/7/1992

Series 7

Date: 3/21/1981

Series 24

Date: 9/25/1987

Current Firm

LAMBERT, J JEFFREY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAMBERT, J JEFFREY

TRUST BUT VERIFY

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