AM
Austin C. Mcchesney
ASHWORTH WEALTH
SOUTH JORDAN, UT 84095
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CRD#: 7266618
AM
Professional summary
Austin Cole Mcchesney, who also goes by Austin Mcchesney, is a registered financial advisor currently at ASHWORTH WEALTH, LLC located in South Jordan, Utah and OSAIC WEALTH, INC. located in South Jordan, Utah.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Austin has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Austin Mcchesney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASHWORTH WEALTH, LLC POSITION: Advisor NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2022 ADDRESS: 897 W Baxter Dr., South Jordan UT 84095, United States DESCRIPTION: Investment Advisory Planning Within Financial Planning Process 2) GOTYOU POSITION: Community Advisor Member NATURE: Start up company asking for a community member to provide feedback. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/02/2022 ADDRESS: 2500 Executive Parkway #475, Lehi UT 84043, United States DESCRIPTION: Refer individuals and/or companies of the community to the website to sign up for the application. Build awareness of the new application by speaking about it to family and friends. Provide feedback and responses to company phone calls and emails regarding their proposed services. 3. Austin McChesney Financial, LLC; Investment Related; 10057 N Basalt Dr. Highland, Utah 84003. Owner. 07/31/2025.NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5; LLC for tax purposes related to work at Ashworth Wealth - managing operations while providing investment advisory services. 4. AUSTIN MCCHESNEY FINANCIAL, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/10/2025 ADDRESS: 10057 N Basalt Dr, Highland UT 84003, United States DESCRIPTION: This is my personal LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Cole Mcchesney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2022 - Present
ASHWORTH WEALTH, LLC
Office #1: 897 W. Baxter Dr., South Jordan, UT 84095RIA
CRD#: 116950
SOUTH JORDAN, UT
Current
November 19, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 897 W Baxter Dr, South Jordan, UT 84095RIA
BD
CRD#: 23131
SOUTH JORDAN, UT
Past
August 1, 2022 - March 4, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
October 2, 2020 - October 29, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
AMERICAN FORK, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASHWORTH WEALTH, LLC
ASHWORTH & EMPEY FINANCIAL LLC | MARTIN EMPEY FINANCIAL, INC. | EMPEY FINANCIAL, INC. | ASHWORTH WEALTH, LLC | ASHWORTH & EMPEY FINANCIAL, LLC
CRD#: 116950 / SEC#: 801-111875
RIA
Registered Investment Advisory firm - (10/19/2017 Approved)Nebraska
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Utah
Registered Investment Advisory firm - (11/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Utah(11/19/2021)
IAR
Utah(8/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ASHWORTH WEALTH, LLC
ASHWORTH & EMPEY FINANCIAL LLC | MARTIN EMPEY FINANCIAL, INC. | EMPEY FINANCIAL, INC. | ASHWORTH WEALTH, LLC | ASHWORTH & EMPEY FINANCIAL, LLC
CRD#: 116950 / SEC#: 801-111875
RIA
Registered Investment Advisory firm - (10/19/2017 Approved)Nebraska
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Utah
Registered Investment Advisory firm - (11/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
897 W. Baxter Dr., South Jordan, UT 84095
Mailing Address
Phone number
(801) 364-4400
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 836 |
| AUM (Assets Under Management) | $ 326,094,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
