Karisa Ann Green
Professional Summary
Karisa Ann Green, who also goes by Karisa Ann Green, Karisa Green, Karisa Ann Tyree, is a registered financial advisor currently at REGULUS FINANCIAL GROUP, LLC located in Spanish Fork, Utah. Karisa is registered as a RR (Registered Representative) and started their career in finance in 2020. Karisa has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karisa Ann Green, Karisa Green, Karisa Ann Tyree
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REGULUS ADVISORS, LLC | REGULUS, LLC | REGULUS FINANCIAL GROUP, LLC
Contact Information
Main Address
2687 44th Street, Se, Kentwood, MI 49512Mailing Address
2687 44th Street, Se, Kentwood, MI 49512Phone Number
(616) 224-2204Established
Michigan since 12/28/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/6/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karisa Ann Green's CRS (Customer Relationship Summary).
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