Elizabeth A. Duermeier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Duermeier, who also goes by Betty Clark, Elizabeth Clark, Betty A Cripe, Elizabeth A Cripe, Elizabeth Ann Cripe, Betty Duermeier, Elizabeth Duermeier, Elizabeth Glissman, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1970. Elizabeth had worked at 13 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2007 - August 23, 2017
CHIEF ADVISORS CORP
October 5, 2007 - December 31, 2010
FIRST ASSET FINANCIAL INC.
November 22, 2005 - October 2, 2007
NATIONAL PLANNING CORPORATION
November 4, 2005 - October 2, 2007
NATIONAL PLANNING CORPORATION
November 14, 2002 - November 1, 2005
WOODBURY FINANCIAL SERVICES, INC.
November 16, 2000 - October 15, 2002
WOODBURY FINANCIAL SERVICES, INC.
June 15, 2000 - November 16, 2000
VSR FINANCIAL SERVICES, INC.
December 4, 1998 - May 18, 2000
ARCHER ALEXANDER SECURITIES CORPORATION
June 18, 1998 - October 30, 1998
BIRCHTREE FINANCIAL SERVICES LLC
February 12, 1998 - May 27, 1998
SECURIAN FINANCIAL SERVICES, INC.
July 18, 1989 - December 31, 1997
PRIMELINE SECURITIES CORP.
July 18, 1986 - July 6, 1989
VSR FINANCIAL SERVICES, INC.
October 8, 1985 - July 29, 1986
O. R. SECURITIES, INC.
February 5, 1975 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
September 25, 1974 - February 5, 1975
ZEAL & CO
September 8, 1970 - October 21, 1974
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/2/1970
Registered Representative ExaminationCurrent Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
