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Matthew E Salerno

CRD# 7266545·Registered 2020 - 2024
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew E Salerno, who also goes by Matt Salerno, Matthew Edward Salerno, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2020 - 2024. Matthew had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Salerno, Matthew Edward Salerno

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

LIQUIDITY.IO, LLC·CRD# 289499
BD
Boca Grande, FL
October 26, 2023 - November 26, 2024
AUA PRIVATE WEALTH ADVISORS, LLC·CRD# 323621
RIA
Mechanicsburg, PA
July 25, 2023 - December 24, 2024
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
Philadelphia, PA
July 24, 2020 - April 25, 2023

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Current Firm

LL
LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: 8-70000
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5800 Gasparilla Road Building C Suite 11, Boca Grande, FL 33921

Mailing Address

Po Box 1603, Boca Grande, FL 33921

Phone Number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER—
CHOI, ERICPRINCIPAL2705845
BEVAUN, MARLONFINOP6259795
CHURCH, COLEMAN FREDERICKCEO / CCO2423443

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AUA Private Wealth Advisors, LLC; Investment Related; West Conshohocken, PA; RIA; Investment Adviser Representative; Start Date 07/2023; Approx. 136-144 hours per month with all hours during securities trading hours 2.) ARQ Advisors LLC; Investment Related; West Conshohocken, PA; Broker-Dealer; Registered Representative; Start Date 10/2023; Approx. 16-24 hours per month with all hours during securities trading hours

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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