Connor J. Allen
ANNEX WEALTH MANAGEMENT
Delafield, WI 53018
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CRD#: 7266277
Professional summary
Connor J Allen, CFP® is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Delafield, Wisconsin.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Connor has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name and Address: Elevated Media LLC 1631 S Sherwood Dr New Berlin WI 53151 Start Date: 5/15/22 Hours Spent: 0-1 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner/Member; Photography Non Investment Related Name/Address: Getmyboat, Inc / 700 EL CAMINO REAL SUITE 120, MENLO PARK, CA 94025 Start Date: Apr 12, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rent out boat Non Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Connor J Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
October 31, 2025 - Present
ANNEX WEALTH MANAGEMENT, LLC
Office #1: 2301 Sun Valley Drive, Suite 100, Delafield, WI 53018RIA
CRD#: 127987
Delafield, WI
Past
May 11, 2021 - October 28, 2025
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
MILWAUKEE, WI
Past
November 9, 2020 - October 28, 2025
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(10/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045
Mailing Address
Phone number
(262) 786-6363
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987Delafield, WI 53018TRUST BUT VERIFY
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