Gerald E. Duerk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Edwin Duerk, who also goes by Jerry Duerk, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1973. Gerald had worked at 9 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1999 - January 29, 2016
REGIONAL INVESTMENT SERVICES, INC.
January 15, 1998 - January 14, 2000
ALPHA-OMEGA CAPITAL CORP
September 30, 1993 - December 31, 1997
MUTUAL SERVICE CORPORATION
April 16, 1991 - February 2, 1993
SECURIAN FINANCIAL SERVICES, INC.
March 6, 1987 - December 31, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
May 22, 1985 - December 31, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 15, 1974 - June 17, 1982
HIMCO DISTRIBUTION SERVICES COMPANY
May 16, 1974 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
March 12, 1973 - June 24, 1974
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1973
Registered Representative ExaminationCurrent Firm
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929 / SEC#: , 8-51588
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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