Miranda N. Harris
Professional summary
Miranda N Harris, who also goes by Miranda N Harris, Miranda Nicoel Harris, Randye-nicoel Harris, Harris, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Pittsburgh, Pennsylvania.
Miranda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Miranda has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Miranda N Harris's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Miranda N Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: Pittsburgh Main Pnc Investments 300 Fifth Avenue 26th Floor, Pittsburgh, PA, 15222March 19, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: Pittsburgh Main Pnc Investments 300 Fifth Avenue 26th Floor, Pittsburgh, PA, 15222November 22, 2024 - March 9, 2026
MORGAN STANLEY
November 21, 2024 - March 9, 2026
MORGAN STANLEY
June 22, 2023 - June 18, 2024
CITIZENS SECURITIES, INC.
November 18, 2022 - June 5, 2023
KESTRA INVESTMENT SERVICES, LLC
June 6, 2022 - July 6, 2022
FIDELITY BROKERAGE SERVICES LLC
July 15, 2021 - October 13, 2021
TD AMERITRADE, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2026)
(3/19/2026)
Exams
Series 7TO
Date: 7/15/2021
General Securities Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.