Randy H. Carlson
Professional summary
Randy Heber Carlson is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.
Randy is registered as a RR (Registered Representative) and started their career in finance in 1981. Randy has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randy Heber Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 1993 - Present
WILSON-DAVIS & CO., INC.
Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104August 26, 1993 - September 13, 1993
PAULSON INVESTMENT COMPANY LLC
May 14, 1990 - August 17, 1993
COVEY & CO., INC.
July 12, 1988 - April 25, 1990
BAGLEY SECURITIES, INC.
January 2, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
May 16, 1985 - January 2, 1987
EQUITY-ONE CORPORATION
November 28, 1983 - August 8, 1986
BENTLEY INVESTMENTS, INC.
March 23, 1981 - January 7, 1984
MAIN STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2018)
(12/7/1993)
(9/15/1993)
(9/16/1993)
(1/9/2017)
(2/17/1994)
(9/29/1993)
(8/14/2025)
(1/12/1994)
(9/20/1993)
(12/21/1993)
(9/15/1993)
(9/24/1993)
(9/21/1993)
(10/13/1993)
(12/1/1995)
(7/10/2007)
(2/25/1994)
(9/23/1993)
(3/21/1994)
(10/7/1993)
(9/21/1993)
(11/17/1993)
(2/27/2006)
(11/15/1993)
(7/16/2019)
(9/15/1993)
(10/7/1993)
(9/20/1993)
(7/13/2018)
(6/17/2020)
(1/24/1994)
(2/5/2008)
(9/20/1993)
(9/21/1993)
(10/11/1993)
(3/20/2007)
(4/23/2004)
Exams
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
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Company Information
WILSON-DAVIS & CO., INC.
CRD#: 3777Salt Lake City, UT 84101-2104TRUST BUT VERIFY
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