Jonathan B. Bradley

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CRD#: 7265459

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan B Bradley was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2021. Jonathan had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 18, 2022 - March 26, 2024

PROTEUS, LLC

RIA

CRD#: 164085

INDIANAPOLIS, IN

Past

June 2, 2021 - June 21, 2022

FINANCIAL ENHANCEMENT GROUP

RIA

CRD#: 159017

Brownsburg, IN

Past

April 5, 2021 - May 25, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Indianapolis, IN

Past

March 9, 2021 - May 25, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROTEUS, LLC

CRD#: 164085 / SEC#: 801-121224

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/21/2020

Securities Industry Essentials Examination

Current Firm

PROTEUS, LLC

CRD#: 164085 / SEC#: 801-121224

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2021 Terminated)

Indiana

Registered Investment Advisory firm - (6/29/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/23/2021 Terminated)

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Contact information

Main Address

8900 Keystone Crossing Suite 500, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 653-2756

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROTEUS LLC PART 2A 04 25 25 (4/25/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 217,614,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan B. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROTEUS, LLC

FINANCIAL ENHANCEMENT GROUP

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

PROTEUS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2021

Series 7TO

Date: 3/9/2021

SIE

Date: 12/21/2020

Current Firm

PROTEUS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROTEUS, LLC

TRUST BUT VERIFY

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