LF
Lisa H. Fox
OPUS FINANCIAL ADVISORS
Statesville, NC 28677-5228
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CRD#: 7265444
LF
Professional summary
Lisa Hall Fox, who also goes by Lisa Ann Hall, is a registered financial advisor currently at OPUS FINANCIAL ADVISORS, INC. located in Statesville, North Carolina and OSAIC WEALTH, INC. located in Statesville, North Carolina.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Lisa has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Ann Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Notary Public; Involves securities; PO Box 312 Statesville NC 28687; Notary Public for Iredell County, North Carolina; Position is Notary Public began 10/28/2020; 1 hour per month on this activity and 1 hour per month during securities trading hours; Notary Public is a person authorized by state government to witness the signing of important documents and administer oaths. As a publicly commissioned official, a notary is tasked with verifying the authenticity of documents, and they serve as impartial witnesses when signing legal documents. 2. OPUS FINANCIAL ADVISORS, INC. POSITION: Ensemble Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/07/2024 ADDRESS: 126 E Water Street, Statesville NC 28677, United States DESCRIPTION: Ensemble Advisor and Investment Representative for Registered Investment Advisory Firm (Investment Advisory Services, Money Management, Financial Planning, Insurance and Tax Preparation Services) 3) GREATER STATESVILLE CHAMBER OF COMMERCE POSITION: Board Member NATURE: Greater Statesville Chamber of Commerce is a non profit. It helps to grow community and connect businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2025 ADDRESS: 121 N Center Street, Statesville NC 28677, United States DESCRIPTION: Attend monthly meetings Vote on items such as budget, committees and events Volunteer to work local events 4. LISA FOX, INSURANCE POSITION: Insurance Agent NATURE: Insurance sales, all sales made through FSC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/08/2020 ADDRESS: 126 E. Water Street, Statesville NC 28677, United States DESCRIPTION: Review insurance options with clients and communicate with providers approved via Osaic
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Hall Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2024 - Present
OPUS FINANCIAL ADVISORS, INC.
Office #1: 126 E. Water Street, Statesville, NC 28677-5228RIA
CRD#: 118742
Statesville, NC
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 126 E. Water Street, Statesville, NC 28677RIA
BD
CRD#: 23131
Statesville, NC
Past
January 11, 2024 - June 25, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
April 6, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
STATESVILLE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(3/13/2025)
RR
North Carolina(1/11/2024)
IAR
North Carolina(7/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OPUS FINANCIAL ADVISORS, INC.
JTS FINANCIAL ASSOCIATES, INC. | OPUS FINANCIAL ADVISORS, INC. | OPUS FINANCIAL ADVISORS
CRD#: 118742 / SEC#:
North Carolina
Registered Investment Advisory firm - (12/31/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
126 E. Water Street, Statesville, NC 28677-5228
Mailing Address
P.o. Box 312, Statesville, NC 28687-0312
Phone number
(704) 872-7671
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 61,700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
