Chad D. Rupprecht

MTM FINANCIAL GROUP

Bethlehem, PA 18020

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CRD#: 7265425

Professional summary

Chad David Rupprecht, who also goes by Chad D. Rupprecht, Ch Rupprecht, is a registered financial advisor currently at MTM FINANCIAL GROUP, LLC located in Bethlehem, Pennsylvania and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Bethlehem, Pennsylvania.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Chad has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad D. Rupprecht | Ch Rupprecht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-1- Notary Services Position: Employee - W2 Nature: Notary Services nvestment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 05/10/2021 Address: 4505 Hanoverville Road, Bethlehem PA 18020 Description: Provide notary services as required.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad David Rupprecht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2021 - Present

MTM FINANCIAL GROUP, LLC

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020

RIA

CRD#: 147221

Bethlehem, PA

Current

September 24, 2020 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020Office #2: 5109 Neola Road, Stroudsburg, PA 18360

RIA

CRD#: 126514

Bethlehem, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/26/2021)

IAR

Pennsylvania
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/11/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

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Contact information

Main Address

4505 Hanoverville Road, Bethlehem, PA 18020

Mailing Address

Phone number

(610) 746-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A - MTM FINANCIAL GROUP, LLC (1/24/2025)

Regulatory assets under management

Total Number of Accounts	3,167
AUM (Assets Under Management)	$ 620,658,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad D. Rupprecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad David Rupprecht's CRS (Customer Relationship Summary).

Certified licenses

Experience

MTM FINANCIAL GROUP, LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Primary Firm SEC Registration

MTM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2021

Series 7TO

Date: 9/24/2020

SIE

Date: 6/11/2020

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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