Preston A. Walchli

REALTA EQUITIES

Scottsdale, AZ 85255

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CRD#: 7265249

Professional summary

Preston Alan Walchli, who also goes by Preston Walchli, is a registered financial professional currently at REALTA EQUITIES, INC. located in Scottsdale, Arizona.

Preston is registered as a RR (Registered Representative) and started their career in finance in 2020. Preston has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Preston Walchli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TRANSCE3ND, LLC; KYLE, TX; START 12/2023; INVESTMENT ADVISORY SERVICES; BACK OFFICE SUPPORT; HTTPS://E3WEALTH.COM; 0+ HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (3) PRESTON WALCHLI INSURANCE, INVESTMENT RELATED, SCOTTSDALE, AZ, FIXED INSURANCE, AGENT, START DATE 01/2023, 8 HOURS PER MONTH DEVOTED, 8 HOURS DEVOTED PER MONTH DURING SECURITIES TRADING, FIXED INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Alan Walchli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2023 - Present

REALTA EQUITIES, INC.

Office #1: 17207 N Perimeter Drive #120, Scottsdale, AZ 85255

CRD#: 23769

Scottsdale, AZ

Past

March 1, 2023 - November 1, 2023

WEALTH STRATEGIES ADVISORY GROUP

RIA

CRD#: 308173

SCOTTSDALE, AZ

Past

February 10, 2023 - February 18, 2025

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

SCOTTSDALE, AZ

Past

February 18, 2021 - August 9, 2022

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Tempe, AZ

Past

October 2, 2020 - February 11, 2021

MORGAN STANLEY

RIA

CRD#: 149777

GILBERT, AZ

Past

July 22, 2020 - February 11, 2021

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/13/2023)

California
(8/15/2024)

Nevada
(8/15/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/15/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1201 N. Orange Street Suite 300, Wilmington, DE 92130

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORANGE STREET HOLDINGS, INC.	SHAREHOLDER
BALTOVSKI, ALEXANDER	FINOP OFFICER	2350828
ODOM, AMY ENITH	AML OFFICER	2674773
PALMER, JACOB DANIEL	CHIEF COMPLIANCE OFFICER	2309603
SCHULTZ, BARRETT OLIVER	CHIEF OPERATIONS OFFICER	2741114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Preston A. Walchli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Preston Alan Walchli's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH STRATEGIES ADVISORY GROUP

REALTA INVESTMENT ADVISORS, INC

ROBINHOOD FINANCIAL, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2020

Series 7TO

Date: 7/22/2020

SIE

Date: 5/15/2020

FINRA

Current Firm

REALTA EQUITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REALTA EQUITIES, INC.

TRUST BUT VERIFY

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