Jonathan A. Levenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Alexander Levenson was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1981. Jonathan had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2012 - April 27, 2016
CALDWELL INTERNATIONAL SECURITIES
February 8, 2010 - February 17, 2011
HILLTOP SECURITIES INC.
December 4, 2008 - February 17, 2011
HILLTOP SECURITIES INC.
September 16, 2005 - December 9, 2008
M.L. STERN & CO., LLC.
December 6, 1990 - April 7, 2005
WEDBUSH SECURITIES INC.
February 7, 1985 - December 3, 1990
FIRST LIBERTIES FINANCIAL
July 18, 1983 - October 29, 1984
LEHMAN BROTHERS INC.
March 23, 1981 - July 18, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
CALDWELL INTERNATIONAL SECURITIES
CRD#: 104323 / SEC#: , 8-52771
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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