Arden J. Stephens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arden Jewell Stephens was a registered financial professional .
Arden is a previously registered financial professional and started their career in finance in 2021. Arden had worked at 2 firms and has passed the Series 63, Series 65, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2025 - July 31, 2025
STEPHENS GROUP ASSET MANAGEMENT, LLC
June 29, 2023 - August 25, 2023
STEPHENS GROUP ASSET MANAGEMENT, LLC
July 12, 2021 - August 2, 2023
LINCOLN INTERNATIONAL LLC
January 4, 2021 - July 2, 2021
STEPHENS GROUP ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
STEPHENS GROUP ASSET MANAGEMENT, LLC
CRD#: 288981 / SEC#: 801-111747
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/10/2021
Investment Banking Registered Representative ExaminationCurrent Firm
STEPHENS GROUP ASSET MANAGEMENT, LLC
CRD#: 288981 / SEC#: 801-111747
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 412 |
| AUM (Assets Under Management) | $ 1,409,178,355 |
Red Flags
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