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AA

Ashok Adusumilli

DALMORE GROUP LLC
Brooklyn, NY
Some features on this profile are disabled
CRD#: 7264399
AA

Professional summary

Ashok Adusumilli is a registered financial professional currently at DALMORE GROUP LLC located in Brooklyn, New York.

Ashok is registered as a RR (Registered Representative) and started their career in finance in 2020. Ashok has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashok Adusumilli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2023 - Present

DALMORE GROUP LLC

BD
CRD#: 136352
Brooklyn, NY
Past

May 13, 2022 - February 17, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

July 13, 2020 - May 12, 2022

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/27/2023)
RR
District of Columbia
(7/22/2025)
RR
Georgia
(2/27/2023)
RR
Indiana
(1/2/2024)
RR
Maryland
(1/2/2024)
RR
Massachusetts
(11/6/2025)
RR
Michigan
(7/22/2025)
RR
Missouri
(7/22/2025)
RR
New Jersey
(1/2/2024)
RR
New York
(7/22/2025)
RR
North Carolina
(7/22/2025)
RR
Ohio
(7/22/2025)
RR
Pennsylvania
(3/5/2024)
RR
Texas
(2/27/2023)
RR
Virginia
(7/22/2025)
RR
Washington
(2/27/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/13/2020
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 6/5/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DG
DALMORE GROUP LLC
DALMORE GROUP LLC

CRD#: 136352 / SEC#: , 8-67002

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
525 Green Place, Woodmere, NY 11598
Mailing Address
525 Green Place, Woodmere, NY 11598
Phone number
(917) 887-1948
Established
New York since 04/07/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEIDEL, OSCAR FRANCISCOPRESIDENT/CEO2328358
NEELY, KIMBERLY BETHFINOP2045019
SADLER, JOQUINN THOMASCCO2817763

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DALMORE GROUP LLC

CRD#: 136352Brooklyn, NY

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