John J. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Burns was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - December 31, 2016
BURNS ASSET MANAGEMENT, LLC
June 9, 2008 - July 26, 2011
R. SEELAUS & CO., LLC
June 2, 2008 - July 26, 2011
R. SEELAUS & CO., LLC
May 10, 2005 - December 31, 2008
BURNS ASSET MANAGEMENT, LLC
October 17, 1998 - June 15, 2006
FIRST MONTAUK SECURITIES CORP.
August 21, 1990 - August 31, 1998
FIRST MONTAUK SECURITIES CORP.
April 16, 1984 - July 16, 1990
LEHMAN BROTHERS INC.
January 19, 1982 - April 27, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 1981 - January 31, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BURNS ASSET MANAGEMENT, LLC
CRD#: 161273 / SEC#:
Contact information
Red Flags
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