Raymond C. Pizzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Charles Pizzi was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1981. Raymond had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2004 - June 27, 2013
SEIDEL & CO., LLC
August 30, 1984 - April 13, 1989
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
October 25, 1982 - June 15, 1984
RUSSELL & CO
February 4, 1982 - February 9, 1983
PURCELL GRAHAM INCORPORATED
March 23, 1981 - December 21, 1981
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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