Kenneth P. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Brown was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1981. Kenneth had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - September 5, 2013
NEWPORT COAST SECURITIES, INC.
February 20, 2013 - September 5, 2013
NEWPORT COAST SECURITIES, INC.
August 23, 2007 - November 23, 2010
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 26, 2007 - November 23, 2010
J.P. TURNER & COMPANY, L.L.C.
June 25, 1996 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
June 19, 1996 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
July 22, 1993 - July 11, 1995
MERIDIAN, DUNHILL & CO., INC.
January 28, 1992 - December 1, 1992
AMERIPRISE ADVISOR SERVICES, INC.
May 31, 1989 - August 14, 1991
FIRST AFFILIATED SECURITIES
March 23, 1981 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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