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PJ

Paul Charles Jackson

CRD# 726410·Registered 1981 - 1991
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Charles Jackson was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1981 - 1991. Paul had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

SIMMONS & BISHOP CO. INC.·CRD# 14300
BD
February 8, 1991 - June 17, 1991
BOUCHER, OEHMKE & COMPANY·CRD# 17470
BD
June 13, 1989 - November 26, 1990
WEALTH RESOURCE CAPITAL CORPORATION·CRD# 10367
BD
September 26, 1988 - April 10, 1989
CENTRAL DISCOUNT STOCKBROKERS, INC.·CRD# 16786
BD
December 21, 1987 - July 6, 1988
BOETTCHER & COMPANY, INC.·CRD# 101
BD
June 9, 1986 - October 20, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 9, 1981 - June 18, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 23, 1981 - October 21, 1981

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Current Firm

S&
SIMMONS & BISHOP CO. INC.

BISHOP AND COMPANY | SIMMONS & BISHOP CO. INC. | BISHOP DISCOUNT BROKERS

CRD#: 14300 / SEC#: 8-40934
BD
Terminated by SEC on 02/20/2001

Contact Information

Established

Texas since 02/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SIMMONS, EVELYN KOTTLEDIRECTOR SECRETARY OF CORPORATION SHAREHOLDER1621339
BAND, GREGG WILLIAMSROP, CROP2461466
DIXON, DENNIS FITZPRESIDENT DIRECTOR2073864
GILSON, JEANNIE MARIECFO DIRECTOR1982313
HOVLAND, MARK DAVIDVP, CCO2680899

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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