Paul C. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Jackson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1981. Paul had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 1991 - June 17, 1991
SIMMONS & BISHOP CO. INC.
June 13, 1989 - November 26, 1990
BOUCHER, OEHMKE & COMPANY
September 26, 1988 - April 10, 1989
WEALTH RESOURCE CAPITAL CORPORATION
December 21, 1987 - July 6, 1988
CENTRAL DISCOUNT STOCKBROKERS, INC.
June 9, 1986 - October 20, 1987
BOETTCHER & COMPANY, INC.
October 9, 1981 - June 18, 1986
E. F. HUTTON & COMPANY INC
March 23, 1981 - October 21, 1981
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMMONS & BISHOP CO. INC.
CRD#: 14300 / SEC#: , 8-40934
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
