Charles A. Tines

TINES CAPITAL

Tulsa, OK

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CRD#: 7263951

Professional summary

Charles Austin Tines, who also goes by Charlie Tines, is a registered financial advisor currently at TINES CAPITAL, LLC located in Tulsa, Oklahoma.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Charles has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Tines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Collective2.com; investment-related; 228 Park Ave S #93926 New York, New York 10003; copy-trading; Trade Leader; Contractor; 06/2017 - Present; 5hr/month; 5hr/month during trading hours; maintains and trades trading algorithms.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Austin Tines's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2020 - Present

TINES CAPITAL, LLC

RIA

CRD#: 309650

Tulsa, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(7/20/2020)

IAR

Texas
(5/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/1/2019

Securities Industry Essentials Examination

Current Firm

TINES CAPITAL, LLC

CRD#: 309650 / SEC#:

Oklahoma

Registered Investment Advisory firm - (7/20/2020 Approved)

Texas

Registered Investment Advisory firm - (4/21/2021 Conditional Restricted)

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Contact information

Main Address

Tulsa, OK

Mailing Address

2032 Utica Sq Box 521242, Tulsa, OK 74152-1601

Phone number

(918) 212-6154

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 4,892,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles A. Tines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Austin Tines's CRS (Customer Relationship Summary).

Certified licenses

Experience

TINES CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2020

SIE

Date: 2/1/2019

Current Firm

TINES CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TINES CAPITAL, LLC

TRUST BUT VERIFY

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