NV
Neha Verma
TPG CAPITAL BD
New York, NY 10106
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CRD#: 7263935
NV
Professional summary
Neha Verma is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.
Neha is registered as a RR (Registered Representative) and started their career in finance in 2021. Neha has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Neha Verma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2021 - Present
TPG CAPITAL BD, LLC
Office #1: 888 7th Street 35th Floor, New York, NY 10106BD
CRD#: 143876
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 2/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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