Nicholas T. Fontaine

CACHE ADVISORS

Austin, TX

Some features on this profile are disabled

CRD#: 7263828

Professional summary

Nicholas Thomas Fontaine, who also goes by Nicholas Fontaine, is a registered financial advisor currently at CACHE ADVISORS LLC located in Austin, Texas and CACHE SECURITIES LLC located in San Francisco, California.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nicholas has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Aliases

Nicholas Fontaine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Thomas Fontaine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2026 - Present

CACHE ADVISORS LLC

RIA

CRD#: 323063

Austin, TX

Current

July 28, 2026 - Present

CACHE SECURITIES LLC

Office #1: 921 Front St 2nd Floor, San Francisco, CA 94111

CRD#: 319607

SAN FRANCISCO, CA

Past

April 5, 2022 - July 9, 2026

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

April 5, 2022 - July 9, 2026

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

January 13, 2021 - March 14, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Wellesley, MA

Past

October 12, 2020 - March 14, 2022

MORGAN STANLEY

CRD#: 149777

Wellesley, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/29/2026)

Alaska
(7/29/2026)

Arizona
(7/29/2026)

Arkansas
(7/28/2026)

California
(7/28/2026)

IAR

California
(7/30/2026)

Colorado
(7/29/2026)

Connecticut
(7/29/2026)

Delaware
(7/29/2026)

District of Columbia
(7/29/2026)

Florida
(7/29/2026)

Georgia
(7/29/2026)

IAR

Georgia
(7/30/2026)

Hawaii
(7/29/2026)

Idaho
(7/29/2026)

Illinois
(7/29/2026)

Indiana
(7/29/2026)

Iowa
(7/29/2026)

Kansas
(7/28/2026)

Kentucky
(7/29/2026)

Louisiana
(7/28/2026)

Maine
(7/29/2026)

Maryland
(7/29/2026)

Massachusetts
(7/29/2026)

Michigan
(7/29/2026)

Minnesota
(7/29/2026)

Mississippi
(7/29/2026)

Missouri
(7/28/2026)

IAR

Missouri
(7/29/2026)

Montana
(7/29/2026)

Nebraska
(7/28/2026)

Nevada
(7/29/2026)

New Hampshire
(7/29/2026)

New Jersey
(7/29/2026)

New Mexico
(7/29/2026)

New York
(7/29/2026)

North Carolina
(7/29/2026)

North Dakota
(7/29/2026)

Ohio
(7/30/2026)

Oklahoma
(7/28/2026)

Oregon
(7/29/2026)

IAR

Oregon
(8/5/2026)

Pennsylvania
(7/29/2026)

Rhode Island
(7/29/2026)

South Carolina
(7/29/2026)

South Dakota
(7/29/2026)

Tennessee
(7/29/2026)

Texas
(7/28/2026)

IAR

Texas
(7/28/2026)

Utah
(7/29/2026)

Vermont
(7/29/2026)

Virginia
(7/29/2026)

Washington
(7/29/2026)

IAR

Washington
(7/29/2026)

West Virginia
(7/29/2026)

Wisconsin
(7/29/2026)

Wyoming
(7/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/12/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/18/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

95 Third St 2nd Floor, San Francisco, CA, 94103

Mailing Address

Phone number

(213) 788-1501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CACHE ADVISORS LLC LONG SHORT FORM ADV PART 2A (2/11/2026)

CACHE ADVISORS LLC EXCHANGE FUND FORM ADV PART 2A (2/11/2026)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 962,105,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas T. Fontaine

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Thomas Fontaine's CRS (Customer Relationship Summary).

Certified licenses

Experience

CACHE SECURITIES LLC

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

CACHE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2021

Series 7TO

Date: 10/12/2020

SIE

Date: 1/18/2020

Series 24

Date: 9/30/2024

FINRA

Current Firm

CACHE ADVISORS LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CACHE ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors