Joseph A. Fantozzi

PREMIER PATH WEALTH PARTNERS

Madison, NJ 07940

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CRD#: 7263773

Professional summary

Joseph Anthony Fantozzi, who also goes by Joseph A Fantozzi, is a registered financial advisor currently at PREMIER PATH WEALTH PARTNERS, LLC located in Madison, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 2 firms and has passed the Series 66, Series 52TO, Series 7TO, SIE, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph A Fantozzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME: MassMutual, INV-RELATED: Yes, ADDRESS: 184 Liberty Corner Rd Suite 315 Warren, NJ 07059, NATURE: Former Insurance Agent, POSITION: No longer an active agent, APPROX HRS: 0, APPROX HRS DURING TRADING HRS: 0, DUTIES: Receive renewal commissions from the time selling as an advisor, it requires zero time commitment today.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Fantozzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2025 - Present

PREMIER PATH WEALTH PARTNERS, LLC

Office #1: 7 Giralda Farms Suite 190, Madison, NJ 07940

RIA

CRD#: 325300

Madison, NJ

Past

June 14, 2021 - May 5, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Warren, NJ

Past

December 22, 2020 - May 5, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

Warren, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREMIER PATH WEALTH PARTNERS, LLC

CRD#: 325300 / SEC#: 801-127703

RIA

Registered Investment Advisory firm - (4/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 11/5/2021

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/7/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 1/21/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2021

General Securities Principal Examination

Current Firm

PREMIER PATH WEALTH PARTNERS, LLC

CRD#: 325300 / SEC#: 801-127703

RIA

Registered Investment Advisory firm - (4/21/2023 Approved)

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Contact information

Main Address

7 Giralda Farms Suite 190, Madison, NJ 07940

Mailing Address

Phone number

(973) 671-6530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREMIER PATH WEALTH ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,006
AUM (Assets Under Management)	$ 1,104,979,833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Fantozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Fantozzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

PREMIER PATH WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2021

Series 52TO

Date: 11/5/2021

Series 7TO

Date: 12/22/2020

SIE

Date: 6/7/2019

Series 53

Date: 1/21/2022

Series 24

Date: 4/9/2021

Current Firm

PREMIER PATH WEALTH PARTNERS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREMIER PATH WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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