Louis J. Lopresti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Joseph Lopresti was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1981. Louis had worked at 5 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1991 - April 2, 1991
DUNHILL SECURITIES INC.
March 11, 1991 - January 2, 2013
FIRST BROKERS SECURITIES LLC
April 14, 1983 - January 28, 1991
W.A. CAPITAL MARKETS
May 27, 1981 - August 17, 1981
JOHN MUIR & CO.
March 23, 1981 - June 12, 1981
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DUNHILL SECURITIES INC.
CRD#: 17588 / SEC#: , 8-35490
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
