Carol M. Hulit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Marie Hulit, who also goes by Carol Hulit, Carol Schell, Carol Schellhulit, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1981. Carol had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2006 - October 1, 2014
BNP PARIBAS INVESTMENT SERVICES, LLC
November 4, 1996 - February 26, 1997
INTERCREDIT CAPITAL MARKETS, INC.
June 27, 1994 - November 5, 1996
DINNER KEY ADVISORS INCORPORATED
December 7, 1984 - October 30, 1989
FINANCIAL SQUARE PARTNERS
February 3, 1984 - November 13, 1984
COPELAND SECURITIES INCORPORATED
March 23, 1981 - May 6, 1983
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BNP PARIBAS INVESTMENT SERVICES, LLC
CRD#: 44598 / SEC#: , 8-50745
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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